QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carolyn Joy Copley

  IRN CJC01211

  • CF1 Director (AR) (14 Dec 2004 to 5 Feb 2008)
• Catherine Elizabeth Linda Atwell

  IRN CEA01043

  • CF4 Partner (AR) (26 Nov 2009 to 29 Feb 2012)
• Catherine Lucy Turner

  IRN CLT01048

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 15 May 2020)
  • CF2 Non Executive Director (31 Dec 2016 to 8 Dec 2019)
• Cathy McCartan

  IRN CXM01968

  • CF4 Partner (AR) (15 Mar 2010 to 28 Apr 2011)
• Celine Russell

  IRN CXT00522

  • [FCA CF] Significant management (since 28 Feb 2025)
• Ceri Sian Philipson

  IRN CSP01041

  • CF30 Customer (1 Apr 2016 to 3 May 2017)
• Chander Sheikher Puri

  IRN CSP00003

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF4 Partner (AR) (23 Feb 2005 to 31 Dec 2012)
  • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
• Charles Antony Michael Riches

  IRN CAR00038

  • CF21 Investment Adviser (25 Jan 2005 to 15 May 2006)
• Charles David Stewart

  IRN DXS00163

  • Appointed representative dealing with clients for which they require qualification (11 Oct 2021 to 6 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 6 Jul 2023)
  • CF21 Investment Adviser (9 Jan 2003 to 31 Oct 2007)
• Charles Hay Mair

  IRN CHM00001

  • CF4 Partner (AR) (1 Apr 2011 to 28 Apr 2011)
  • CF30 Customer (1 Apr 2011 to 28 Apr 2011)

• Clearwater Financial Planning Ltd (no longer appointed)

  FRN 450752 · Appointed 19 Nov 2013 · Until 1 Dec 2020

• Philip Holton (no longer appointed)

  FRN 610511 · Appointed 19 Nov 2013 · Until 26 Feb 2015

• Allan Harris (no longer appointed)

  FRN 610487 · Appointed 19 Nov 2013 · Until 31 Jan 2020

• Ampris Limited (no longer appointed)

  FRN 610031 · Appointed 11 Nov 2013 · Until 18 Dec 2015

• Graham Scott (no longer appointed)

  FRN 609986 · Appointed 8 Nov 2013 · Until 26 Nov 2020

• Auto Enrolment Pensions Ltd (no longer appointed)

  FRN 609770 · Appointed 6 Nov 2013 · Until 12 Feb 2019

• Sue Fisher (no longer appointed)

  FRN 609408 · Appointed 29 Oct 2013 · Until 4 Feb 2015

• Jonathan Thompson (no longer appointed)

  FRN 609405 · Appointed 29 Oct 2013 · Until 1 Feb 2022

• Colin Flatman (no longer appointed)

  FRN 609310 · Appointed 28 Oct 2013 · Until 27 Sep 2015

• Stuart Newsome (no longer appointed)

  FRN 609316 · Appointed 28 Oct 2013 · Until 11 Aug 2015

No changes recorded yet.