Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (18 Jul 2023 to 15 Aug 2024)
- [FCA CF] Client dealing (18 Jul 2023 to 15 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (11 Oct 2021 to 6 Jul 2023)
- CF30 Customer (1 Nov 2007 to 6 Jul 2023)
- CF21 Investment Adviser (9 Jan 2003 to 31 Oct 2007)
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- (1)Employed By (23 Aug 2021 to 6 Jul 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jan 2023)
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- (5)Employed By (20 Jul 2006 to 6 Jul 2023)
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- Employed By (1 Dec 2001 to 25 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.