QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Robert Nelson

  IRN PRN00007

  • CF30 Customer (25 Feb 2014 to 31 Mar 2021)
• Paul Robert Sean Stanton

  IRN PRS00073

  • CF1 Director (AR) (26 Jun 2013 to 15 Feb 2016)
  • CF30 Customer (26 Apr 2013 to 15 Feb 2016)
• Paul Robert Vallance

  IRN PRV00001

  • CF1 Director (AR) (2 Apr 2012 to 22 Jul 2013)
  • CF30 Customer (2 Apr 2012 to 22 Jul 2013)
• Paul Stephen Matthews

  IRN PSM01104

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 May 2024)
  • CF2 Non Executive Director (8 Aug 2018 to 8 Dec 2019)
• Paul Stephen West

  IRN PSW00015

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF4 Partner (AR) (14 Dec 2004 to 18 Apr 2008)
  • CF21 Investment Adviser (10 Oct 2003 to 31 Oct 2007)
• Paul Steven Massey

  IRN PXM00184

  • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
  • CF1 Director (AR) (10 Oct 2007 to 28 Dec 2011)
  • CF4 Partner (AR) (23 Feb 2006 to 16 Oct 2007)
  • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
• Paul Stewart Douglas Hill

  IRN PSH01087

  • CF1 Director (AR) (17 Apr 2013 to 20 Dec 2013)
  • CF30 Customer (2 Apr 2012 to 20 Dec 2013)
• Paul Stuart Gains

  IRN PXG00060

  • CF21 Investment Adviser (8 Nov 2002 to 23 Dec 2005)
  • CF1 Director (8 Nov 2002 to 11 Jan 2010)
  • CF3 Chief Executive (8 Nov 2002 to 11 Jan 2010)
  • CF8 Apportionment and Oversight (8 Nov 2002 to 31 Mar 2009)
• Paul Warren O'Connor

  IRN PWO00002

  • CF4 Partner (AR) (2 Apr 2012 to 27 Apr 2012)
• Paul William Feeney

  IRN PWF01007

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
  • CF1 Director (10 Feb 2017 to 8 Dec 2019)

• Clearwater Financial Planning Ltd (no longer appointed)

  FRN 450752 · Appointed 19 Nov 2013 · Until 1 Dec 2020

• Philip Holton (no longer appointed)

  FRN 610511 · Appointed 19 Nov 2013 · Until 26 Feb 2015

• Allan Harris (no longer appointed)

  FRN 610487 · Appointed 19 Nov 2013 · Until 31 Jan 2020

• Ampris Limited (no longer appointed)

  FRN 610031 · Appointed 11 Nov 2013 · Until 18 Dec 2015

• Graham Scott (no longer appointed)

  FRN 609986 · Appointed 8 Nov 2013 · Until 26 Nov 2020

• Auto Enrolment Pensions Ltd (no longer appointed)

  FRN 609770 · Appointed 6 Nov 2013 · Until 12 Feb 2019

• Sue Fisher (no longer appointed)

  FRN 609408 · Appointed 29 Oct 2013 · Until 4 Feb 2015

• Jonathan Thompson (no longer appointed)

  FRN 609405 · Appointed 29 Oct 2013 · Until 1 Feb 2022

• Colin Flatman (no longer appointed)

  FRN 609310 · Appointed 28 Oct 2013 · Until 27 Sep 2015

• Stuart Newsome (no longer appointed)

  FRN 609316 · Appointed 28 Oct 2013 · Until 11 Aug 2015

No changes recorded yet.