Paul Warren O'Connor

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited
FRN 223112
- CF4 Partner (AR) (since 4 May 2012)
- CF30 Customer (11 Oct 2012 to 31 Dec 2012)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF4 Partner (AR) (2 Apr 2012 to 27 Apr 2012)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF4 Partner (AR) (8 Dec 2011 to 1 Apr 2012)
- CF1 Director (AR) (5 Nov 2009 to 4 Mar 2011)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (5 Nov 2009 to 4 Mar 2011)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (141)Employed By (5 Nov 2009 to 29 Jul 2011)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF1 Director (AR) (1 Dec 2001 to 30 Sep 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
MPI Financial Services Limited (no longer approved here)
FRN 185863
- (1)Employed By (1 Dec 2001 to 30 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.