QUILTER WEALTH LIMITED

Open as Markdown
Date authorised
1 April 2013
Companies House
04500273
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Susan Elizabeth Thompson

    IRN SET01051

    • (562)CF1 Director (AR) (26 Mar 2007 to 9 Apr 2009)
  • Susan Holohan

    IRN SAT00009

    • (1455)CF30 Customer (1 Nov 2007 to 11 Feb 2013)
    • (1456)CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
  • Susan Patricia Abram

    IRN SPA01056

    • (667)CF1 Director (AR) (2 Apr 2012 to 8 Dec 2020)
  • Susan Woodall

    IRN SXW01576

    • (675)CF4 Partner (AR) (16 Apr 2010 to 13 May 2010)
  • Suzanne Jayne Davies

    IRN SJD01263

    • (668)CF1 Director (AR) (30 Apr 2012 to 12 Feb 2013)
  • Suzanne Margaret Campbell

    IRN SMC00005

    • (553)CF4 Partner (AR) (2 Nov 2007 to 7 Mar 2011)
    • (552)CF30 Customer (2 Nov 2007 to 11 Jan 2013)
  • Suzanne Marie Richardson

    IRN SMR00032

    • (1292)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1293)CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
    • (1294)CF7 Sole Trader (AR) (12 Apr 2006 to 31 Jan 2007)
  • Sylvia Helen Mitchell

    IRN SHM00005

    • (465)CF30 Customer (2 Apr 2012 to 31 Jul 2012)
  • Tazim Essani

    IRN TXE81993

    • (1592)Director of firm who is not a certification employee or a SMF manager (1 Sep 2023 to 23 May 2024)
  • Terence Charles Carr

    IRN TCC00001

    • (201)7. Giving personal recommendations on long-term care insurance contracts
    • (198)21. Advising or arranging (bringing about) equity release transactions
    • (199)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (200)11. Pension transfer specialist
    • (203)4. Giving personal recommendations on retail investment products which are not broker funds
    • (202)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (205)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (204)CF30 Customer (since 1 Nov 2007)
    • (206)CF1 Director (AR) (since 4 Apr 2007)
    • (2001)CF4 Partner (AR) (8 Aug 2006 to 14 Dec 2011)
    • (2000)CF21 Investment Adviser (13 Oct 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Amjad Butt(no longer appointed)

    FRN 534011 · Appointed 21 Oct 2010 · Until 13 May 2011

  • Thomas Guest(no longer appointed)

    FRN 534048 · Appointed 21 Oct 2010 · Until 28 Jan 2013

  • Dave Wood(no longer appointed)

    FRN 533964 · Appointed 20 Oct 2010 · Until 31 May 2012

  • The Mortgage Company Oxfordshire Ltd(no longer appointed)

    FRN 533833 · Appointed 19 Oct 2010 · Until 29 Oct 2010

  • Caroline Knox(no longer appointed)

    FRN 533486 · Appointed 13 Oct 2010 · Until 10 Feb 2012

  • Tiger Financial Services Ltd(no longer appointed)

    FRN 507891 · Appointed 12 Oct 2010 · Until 9 May 2012

  • Mahendra Patel(no longer appointed)

    FRN 533337 · Appointed 12 Oct 2010 · Until 11 Aug 2014

  • Richard Robert John Chubb(no longer appointed)

    FRN 533342 · Appointed 12 Oct 2010 · Until 8 Oct 2013

  • Commercial First Business Limited(no longer appointed)

    FRN 523542 · Appointed 7 Oct 2010 · Until 25 Nov 2020

  • Ian Shires(no longer appointed)

    FRN 532957 · Appointed 6 Oct 2010 · Until 6 Jan 2014

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (475)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (474)CF30 Customer

  3. controlled function added: (473)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (472)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (471)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (470)CF1 Director (AR)

  7. controlled function added: (469)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (468)CF30 Customer

  9. controlled function added: (467)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (466)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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