QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Milne

    IRN WXM00020

    • (198)CF30 Customer (2 Apr 2012 to 27 Dec 2012)
  • William Paul Dunbar

    IRN WPD00001

    • (413)CF30 Customer (2 Apr 2012 to 31 Dec 2012)
    • (414)CF1 Director (AR) (2 Apr 2012 to 31 Jan 2014)
  • William Simon Jagger

    IRN WSJ00001

    • (494)CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • (496)CF1 Director (AR) (20 Dec 2004 to 30 Dec 2011)
    • (495)CF21 Investment Adviser (20 Dec 2004 to 31 Oct 2007)
  • William Turnbull

    IRN WXT01078

    • (493)CF1 Director (AR) (1 Sep 2009 to 5 Jan 2010)
  • William Wallace Dobbin

    IRN WWD01002

    • (2292)CF2 Non Executive Director (1 May 2017 to 31 Aug 2019)
  • Yuet Yu Lia Lin

    IRN YYL00001

    • (629)CF30 Customer (18 Sep 2008 to 2 Dec 2008)
    • (630)CF1 Director (AR) (18 Sep 2008 to 2 Dec 2008)
  • Yuk-Wah Walton

    IRN YXW00028

    • (1513)[FCA CF] Manager of certification employee (5 Jan 2022 to 7 Oct 2022)
  • Yvonne Drysdale Wight

    IRN YDW00001

    • (221)CF30 Customer (2 Apr 2012 to 31 Jul 2012)
  • Zara Marie Blackmoor

    IRN ZMS01006

    • (504)CF30 Customer (7 Sep 2012 to 29 Dec 2013)
  • Zoe Danielle Healey

    IRN ZXH12972

    • (451)7. Giving personal recommendations on long-term care insurance contracts
    • (453)4. Giving personal recommendations on retail investment products which are not broker funds
    • (452)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (455)Appointed representative dealing with clients for which they require qualification (since 17 Feb 2021)
    • (454)CF30 Customer (since 8 Feb 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (475)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (474)CF30 Customer

  3. controlled function added: (473)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (472)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (471)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (470)CF1 Director (AR)

  7. controlled function added: (469)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (468)CF30 Customer

  9. controlled function added: (467)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (466)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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