Date authorised
1 April 2013
Companies House
05495327
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashish Nain

    IRN AXN00128

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 23 Jul 2021)
  • Ashley Anthony Farrell

    IRN AAF01021

    • CF4 Partner (AR) (3 Oct 2007 to 9 Nov 2007)
  • Ashley Fabian

    IRN AXF02069

    • CF1 Director (AR) (19 Jan 2017 to 26 Aug 2022)
  • Ashley James Shackell

    IRN AXS00391

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2023)
  • Ashley Phillip Trevarrow

    IRN AXT29006

    • CF1 Director (AR) (since 2 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2022)
  • Ashutosh Mathur

    IRN ACM01191

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Ashvin Kumar Patel

    IRN AXP00049

    • CF1 Director (AR) (28 Aug 2015 to 6 Sep 2022)
  • Aston Carter

    IRN AXC00229

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2023)
  • Austin Hamilton Gilmore

    IRN AHG00001

    • CF1 Director (AR) (2 May 2013 to 5 May 2016)
  • Austin Letts

    IRN AXL00124

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Gary Malone (no longer appointed)

    FRN 196134 · Appointed 28 Jul 2015 · Until 14 Apr 2021

  • Steven Irving (no longer appointed)

    FRN 414515 · Appointed 24 Jul 2015 · Until 24 Aug 2021

  • Jamie Bray (no longer appointed)

    FRN 200107 · Appointed 24 Jul 2015 · Until 13 Jan 2017

  • Regency Financial Ltd (no longer appointed)

    FRN 228250 · Appointed 24 Jul 2015 · Until 5 Aug 2022

  • Christopher Walters (no longer appointed)

    FRN 171905 · Appointed 23 Jul 2015 · Until 8 Apr 2021

  • IDFM (City) Ltd (no longer appointed)

    FRN 466181 · Appointed 23 Jul 2015 · Until 9 Mar 2026

  • Jim Maguire Financial Services (no longer appointed)

    FRN 153314 · Appointed 23 Jul 2015 · Until 3 Sep 2019

  • Ian Entwistle (no longer appointed)

    FRN 228869 · Appointed 22 Jul 2015 · Until 3 Feb 2020

  • Stuart Andrew Lawes (no longer appointed)

    FRN 200174 · Appointed 22 Jul 2015 · Until 15 Dec 2020

  • Richard Wales (no longer appointed)

    FRN 177824 · Appointed 22 Jul 2015 · Until 30 May 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.