Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Shields
IRN AXS00294
- CF1 Director (AR) (24 Jan 2013 to 3 Jul 2017)
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Alan Woosey
IRN AXW00082
- CF4 Partner (AR) (since 29 Jun 2011)
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Alasdair Carroll
IRN AXC00228
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
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Alastair Guy
IRN AXG00164
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Alastair Thomas
IRN AXT00111
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2024)
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Albert Callander
IRN AXC00149
- CF1 Director (AR) (23 May 2013 to 11 Apr 2018)
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Albert Graham Jones
IRN AGJ00006
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 7 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Mar 2021)
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Albert John Tilstone
IRN AJT00033
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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Albert Paul Mawhinney
IRN APM00030
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2022)
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Aled John Mynton Watkins
IRN AXW00173
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.