Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 13 Dec 2017)
    • CF10 Compliance Oversight (13 Dec 2017 to 8 Dec 2019)
    • CF1 Director (13 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Dec 2017 to 30 Sep 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 May 2013 to 11 Apr 2018)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (10 Dec 2010 to 24 May 2013)
  • Camperdown Financial Ltd (no longer approved here)

    FRN 441651

    • Employed By (27 Nov 2008 to 2 Jun 2009)
  • Independent Financial Services (Northern) Ltd (no longer approved here)

    FRN 192281

    • (7)Employed By (1 Dec 2001 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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