Quilter Mortgage Planning Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Kenneth Bowman
IRN JKB00023
- CF4 Partner (AR) (16 Oct 2007 to 6 Sep 2011)
James Kirby
IRN JXK00295
- Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 9 May 2023)
James Lee Fraser
IRN JXF00119
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
James Mark Shields
IRN JMS00027
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Feb 2021)
James Martin Spencer Wyllie
IRN JMW00077
- CF1 Director (AR) (2 Mar 2010 to 16 Feb 2011)
James McGregor
IRN JXM03565
- CF1 Director (AR) (7 Jul 2015 to 1 Mar 2017)
James Michael Chanot
IRN JMC01378
- CF1 Director (AR) (5 Nov 2012 to 5 Nov 2014)
James Mole
IRN JXM28465
- CF1 Director (AR) (14 Apr 2020 to 14 Apr 2020)
James Morton
IRN JXM00282
- [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2021)
James Moss
IRN JXM02115
- [FCA CF] Functions requiring qualifications (28 Sep 2021 to 4 Jul 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.