James McGregor

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • P10 FINANCIAL LTD

    FRN 832186

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 11 Sep 2019)
    • Responsible for Insurance Distribution (since 11 Sep 2019)
    • CF10 Compliance Oversight (11 Sep 2019 to 8 Dec 2019)
    • CF1 Director (11 Sep 2019 to 8 Dec 2019)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (7 Feb 2017 to 6 Sep 2019)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (7 Feb 2017 to 6 Sep 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (7 Jul 2015 to 1 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.