Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Clare Viner
IRN CXV01209
- (1468)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1469)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1470)CF1 Director (AR) (since 21 Dec 2017)
Clarke Allison Calley
IRN CAC00021
- (288)CF1 Director (AR) (16 Oct 2006 to 10 Sep 2008)
Cledwyn Gareth Jones
IRN CGJ01020
- (67)CF1 Director (AR) (21 Jul 2008 to 21 Jul 2008)
Clifford John Hammond
IRN CJH00033
- (27)CF1 Director (AR) (30 Jul 2015 to 1 May 2018)
Clifford John Howard
IRN CJH01279
- (199)CF1 Director (AR) (4 Oct 2006 to 28 Sep 2007)
Clifford Richard Welsby
IRN CRW00020
- (278)CF22 Investment Adviser (Trainee) (12 Apr 2006 to 3 Nov 2006)
- (279)CF1 Director (AR) (12 Apr 2006 to 3 Nov 2006)
Clifford Walker
IRN CPW00016
- (1320)[FCA CF] Manager of certification employee (1 Sep 2020 to 8 Jul 2022)
Clive Anthony Lamb
IRN CAL00027
- (618)CF1 Director (AR) (29 Feb 2008 to 27 May 2011)
Clive Lewis
IRN CXL00061
- (2191)CF1 Director (AR) (9 Feb 2015 to 15 Jun 2018)
Clive Morden
IRN CXM00052
- (1214)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1216)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1215)CF4 Partner (AR) (since 24 Jul 2007)

Smaller firms operating under this firm's FCA authorisation.

Yamin Fang (no longer appointed)
FRN 470106 · Appointed 23 Nov 2012 · Until 1 Jan 2013
Brian David Picton (no longer appointed)
FRN 566860 · Appointed 21 Nov 2012 · Until 4 Apr 2013
P. H. Coates Ltd (no longer appointed)
FRN 591149 · Appointed 13 Nov 2012 · Until 4 Nov 2019
Michael Barry (no longer appointed)
FRN 403797 · Appointed 12 Nov 2012 · Until 23 Nov 2020
Gary Oxborough (no longer appointed)
FRN 591118 · Appointed 12 Nov 2012 · Until 17 Jul 2019
SimFin Mortgages Ltd (no longer appointed)
FRN 590722 · Appointed 9 Nov 2012 · Until 24 Oct 2021
Max Lezar (no longer appointed)
FRN 590760 · Appointed 6 Nov 2012 · Until 11 Jan 2013
Annaley Lay (no longer appointed)
FRN 590797 · Appointed 6 Nov 2012 · Until 27 Apr 2020
Seth Thomas (no longer appointed)
FRN 590789 · Appointed 6 Nov 2012 · Until 16 May 2014
Frederick Charles Finance Ltd (no longer appointed)
FRN 590747 · Appointed 5 Nov 2012 · Until 3 May 2013

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.