Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Lloyd Jones
IRN DLJ00009
- (2644)CF1 Director (AR) (31 Mar 2013 to 10 May 2016)
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David MacCabe
IRN DJM00146
- (1248)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2026)
- (1249)CF1 Director (AR) (2 Jun 2009 to 28 Mar 2012)
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David Mark Baldock
IRN DMB00042
- (2416)CF30 Customer (26 Apr 2013 to 10 Dec 2013)
- (2417)CF1 Director (AR) (8 Sep 2011 to 12 Apr 2013)
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David Mark Piper
IRN DMP00024
- (114)CF4 Partner (AR) (20 Feb 2007 to 13 Jun 2007)
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David Mark Stevenson
IRN DMS01159
- (111)CF4 Partner (AR) (7 Jul 2015 to 22 Mar 2017)
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David Mark Whitefield
IRN DMW01193
- (636)CF1 Director (AR) (20 Jan 2010 to 23 Aug 2011)
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David Martin Cole
IRN DMC00021
- (470)CF7 Sole Trader (AR) (16 Jan 2007 to 31 Jan 2007)
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David Matthew Corry
IRN DMC01133
- (2)CF1 Director (AR) (since 5 Mar 2015)
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David Michael Burrows
IRN DMB00025
- (493)CF1 Director (AR) (18 May 2007 to 3 Nov 2011)
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David Michael Dynes
IRN DMD01088
- (573)CF1 Director (AR) (9 Jan 2017 to 3 Nov 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Infinity Health & Life Ltd (no longer appointed)
FRN 593363 · Appointed 27 Jun 2013 · Until 14 Jun 2016
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Gilmour Quinn Financial Planning Limited (no longer appointed)
FRN 602854 · Appointed 27 Jun 2013 · Until 22 Jan 2024
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Ablestoke Wealth Management Ltd (no longer appointed)
FRN 493844 · Appointed 26 Jun 2013 · Until 31 Oct 2025
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1485)CF1 Director (AR)
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controlled function added: (1484)CF1 Director (AR)
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controlled function added: (1483)CF1 Director (AR)
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controlled function added: (1482)Appointed representative dealing with clients for which they require qualification
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controlled function added: (1481)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (1480)SMF18 Other Overall Responsibility
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controlled function added: (1479)CF1 Director (AR)
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controlled function added: (1478)Appointed representative dealing with clients for which they require qualification
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controlled function added: (1477)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
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controlled function added: (1476)CF1 Director (AR)