David Lloyd Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (4 Oct 2022 to 29 Nov 2024)
- CF30 Customer (6 May 2022 to 29 Nov 2024)
David Lloyd Jones (no longer approved here)
FRN 970541
- Employed By (6 May 2022 to 29 Nov 2024)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (31 Mar 2013 to 10 May 2016)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (8 Feb 2013 to 10 May 2016)
- CF30 Customer (11 Aug 2010 to 10 May 2016)
David Lloyd Jones IFA Ltd (no longer approved here)
FRN 528583
- Employed By (11 Aug 2010 to 10 May 2016)
Compass Independent Ltd (no longer approved here)
FRN 182350
- Employed By (10 Nov 1998 to 28 Sep 2002)
IT Associates Financial Planning Ltd (no longer approved here)
FRN 182417
- Employed By (1 Oct 1998 to 28 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.