Quilter Mortgage Planning Limited

Date authorised
1 April 2013
Companies House
05495327
Last scraped
16 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen lambert

    IRN KXL01330

    • (589)CF4 Partner (AR) (27 Jun 2011 to 13 Dec 2013)
  • Karin Alexandra Cook

    IRN KAC01094

    • (2658)SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • (2656)SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • (2657)SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • (2660)CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • (2659)CF29 Significant management (15 Mar 2019 to 29 Aug 2019)
  • Karl Alexander Maclean

    IRN KXM00145

    • (1695)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Feb 2022)
  • Karl Anthony Guadagnini

    IRN KAG00007

    • (2608)CF1 Director (AR) (31 Mar 2013 to 31 Aug 2014)
  • Karl Asbury

    IRN KXA01284

    • (139)CF1 Director (AR) (15 May 2012 to 7 Jan 2015)
  • Karl Bartl

    IRN KXB00110

    • (1816)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
  • Karl Frank Whitaker

    IRN KFW01021

    • (2923)CF1 Director (AR) (14 Sep 2016 to 4 Mar 2018)
  • Karl Higginson

    IRN KXH00081

    • (1737)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
  • Karl Joel Christopher

    IRN KXC00117

    • (1575)Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 16 Aug 2024)
  • Karl Yeoman

    IRN KXY01124

    • (2682)Appointed representative dealing with clients for which they require qualification (10 Feb 2020 to 6 Jul 2021)
    • (2683)CF1 Director (AR) (3 Feb 2020 to 6 Jul 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (1504)CF1 Director (AR)

  3. controlled function added: (1503)SMF11 Chair of the Audit Committee

  4. controlled function added: (1502)CF1 Director (AR)

  5. controlled function added: (1501)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (1499)CF1 Director (AR)

  8. controlled function added: (1498)CF1 Director (AR)

  9. controlled function added: (1497)CF1 Director (AR)

  10. controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

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