Quilter Mortgage Planning Limited

FRN: 440718
Date authorised: 1 April 2013
Companies House: 05495327
Last scraped: 22 hours ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Paul Robson
IRN APR00010
- (1381)CF1 Director (AR) (14 Jul 2015 to 15 Jul 2021)
Andrew Peter Doherty
IRN AXD00081
- (1304)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2024)
Andrew Peter Jenkinson
IRN APJ01055
- (1156)CF4 Partner (AR) (26 Jun 2007 to 2 Dec 2019)
Andrew Philip Hawthorne
IRN APH00001
- (367)CF1 Director (AR) (21 Mar 2018 to 22 Mar 2018)
Andrew Reed
IRN AXR00164
- (231)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (232)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Andrew Richard Dunster
IRN ARD00042
- (1213)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2024)
Andrew Richard Pinner
IRN ARP01180
- (2849)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jul 2023)
Andrew Robert Davies
IRN ARD01093
- (1211)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1212)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1213)CF1 Director (AR) (since 1 Dec 2016)
Andrew Robert Frank Brabham-Neil
IRN ARB00039
- (2764)Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 30 Dec 2022)
Andrew Robert Routley
IRN ARR00002
- (327)CF1 Director (AR) (31 Mar 2013 to 3 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Knighthill Ltd (no longer appointed)
FRN 520926 · Appointed 22 Mar 2010 · Until 23 Oct 2013
Eurocapital Financial Advisers Ltd (no longer appointed)
FRN 505440 · Appointed 18 Mar 2010 · Until 21 Dec 2010
Financial Link (UK) Ltd (no longer appointed)
FRN 467224 · Appointed 15 Mar 2010 · Until 12 Aug 2010
Nicholas Bradley (no longer appointed)
FRN 516176 · Appointed 12 Mar 2010 · Until 6 Nov 2011
Purple Frog Financial Consultancy Ltd (no longer appointed)
FRN 519737 · Appointed 10 Mar 2010 · Until 30 Jun 2012
Excellence Mortgage Services Limited (no longer appointed)
FRN 412197 · Appointed 10 Mar 2010 · Until 26 Nov 2011
Naveed Muzaffar (no longer appointed)
FRN 519230 · Appointed 4 Mar 2010 · Until 17 May 2011
Karen Kirwan (no longer appointed)
FRN 519366 · Appointed 4 Mar 2010 · Until 14 Jul 2011
My Mortgage Brokers Ltd (no longer appointed)
FRN 460136 · Appointed 2 Mar 2010 · Until 16 Feb 2011
Michael Riley (no longer appointed)
FRN 482793 · Appointed 25 Feb 2010 · Until 27 Jan 2014

Recent activity

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)
22 hours ago
controlled function added: (1504)CF1 Director (AR)
22 hours ago
controlled function added: (1503)SMF11 Chair of the Audit Committee
22 hours ago
controlled function added: (1502)CF1 Director (AR)
22 hours ago
controlled function added: (1501)Appointed representative dealing with clients for which they require qualification
22 hours ago
controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
22 hours ago
controlled function added: (1499)CF1 Director (AR)
22 hours ago
controlled function added: (1498)CF1 Director (AR)
22 hours ago
controlled function added: (1497)CF1 Director (AR)
22 hours ago
controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.