Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Andrew Doherty (no longer approved here)

    FRN 409777

    • Employed By (21 Oct 2004 to 23 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.