Quilter Mortgage Planning Limited

FRN: 440718
Date authorised: 1 April 2013
Companies House: 05495327
Last scraped: 16 hours ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dawn Chapman
IRN DXC26706
- (1439)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1440)Appointed representative dealing with clients for which they require qualification (since 1 Feb 2020)
- (1441)CF1 Director (AR) (since 30 Jan 2020)
Dawn Holly Fish
IRN DXF00064
- (1765)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2021)
Dean Aldis
IRN DJA00008
- (1368)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2023)
Dean Gary Mason
IRN DGM01138
- (787)CF1 Director (AR) (17 Nov 2015 to 6 Apr 2020)
Dean James Cooke
IRN DJC01529
- (710)CF1 Director (AR) (31 Aug 2018 to 26 Feb 2021)
Dean Manton
IRN DAM00033
- (787)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (788)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Dean Richard Franklin
IRN DRF01056
- (608)CF1 Director (AR) (6 Jul 2010 to 22 Feb 2012)
Dean Shipman
IRN DXS00004
- (718)[FCA CF] Manager of certification employee (since 1 Sep 2020)
Debbie Adam-Watts
IRN DXA01368
- (1046)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1047)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1048)CF1 Director (AR) (since 11 Sep 2008)
Debbie Barton
IRN DXB22564
- (2920)SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 11 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Fortis Financial Ltd (no longer appointed)
FRN 602702 · Appointed 18 Jun 2013 · Until 18 Sep 2023
Affinity Wealth Managers Ltd (no longer appointed)
FRN 602695 · Appointed 18 Jun 2013 · Until 3 Nov 2014
Payment Protection Scotland Ltd (no longer appointed)
FRN 602667 · Appointed 18 Jun 2013 · Until 10 Jan 2017
Lifetime Options Limited (no longer appointed)
FRN 602391 · Appointed 12 Jun 2013 · Until 18 Mar 2014
Alison Jane Lewis (no longer appointed)
FRN 602342 · Appointed 10 Jun 2013 · Until 24 Apr 2014
Mondrian Financial Limited (no longer appointed)
FRN 602396 · Appointed 10 Jun 2013 · Until 15 Apr 2014
Mark Williams (no longer appointed)
FRN 229998 · Appointed 7 Jun 2013 · Until 13 Oct 2013
David Hardy (no longer appointed)
FRN 537588 · Appointed 5 Jun 2013 · Until 4 Jun 2020
Tag Wealth Management (no longer appointed)
FRN 601628 · Appointed 3 Jun 2013 · Until 5 May 2020
Trevor Menezes (no longer appointed)
FRN 601443 · Appointed 31 May 2013 · Until 6 Jul 2016

Recent activity

Updates to this firm's record on the FCA register.

16 hours ago
controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)
16 hours ago
controlled function added: (1504)CF1 Director (AR)
16 hours ago
controlled function added: (1503)SMF11 Chair of the Audit Committee
16 hours ago
controlled function added: (1502)CF1 Director (AR)
16 hours ago
controlled function added: (1501)Appointed representative dealing with clients for which they require qualification
16 hours ago
controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
16 hours ago
controlled function added: (1499)CF1 Director (AR)
16 hours ago
controlled function added: (1498)CF1 Director (AR)
16 hours ago
controlled function added: (1497)CF1 Director (AR)
16 hours ago
controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.