Quilter Life & Pensions Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David John Still

  IRN DJS01393

  • SMF3 Executive Director (10 Dec 2018 to 31 Dec 2019)
  • CF1 Director (12 Oct 2018 to 9 Dec 2018)
• David John Tiller

  IRN DXT22473

  • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
  • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
  • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2022 to 28 Dec 2022)
  • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
  • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
• David Reynolds

  IRN DXR00469

  • [FCA CF] Material risk taker (since 20 Mar 2025)
  • [FCA CF] Significant management (since 22 Sep 2023)
  • [FCA CF] Material risk taker (22 Sep 2023 to 31 Jul 2024)
• Dean Alexander Bowden

  IRN DAB01125

  • CF30 Customer (1 Feb 2014 to 18 Jul 2018)
• Debbie Barton

  IRN DXB22564

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Mar 2022 to 11 Jan 2024)
• Donna Ellen Sim

  IRN DXS47194

  • [FCA CF] Manager of certification employee (1 Jul 2019 to 31 Dec 2019)
• Dulcie Connor

  IRN DXC00433

  • [FCA CF] Functions requiring qualifications (20 Sep 2021 to 3 Jan 2022)
• Duncan John Lane Eardley

  IRN DXE35335

  • [FCA CF] Significant management (since 28 Jan 2023)
  • [FCA CF] Functions requiring qualifications (27 Jan 2023 to 28 Jan 2023)
  • [FCA CF] Significant management (28 Oct 2019 to 27 Jan 2023)
• Eastlyn Spencer

  IRN EXS00162

  • [FCA CF] Functions requiring qualifications (3 Sep 2021 to 25 Nov 2021)
• Edmond William Warner

  IRN EWW01005

  • CF1 Director (20 May 2002 to 1 Feb 2003)

No changes recorded yet.