Quilter Life & Pensions Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stephen Jamie Cleverley

  IRN SXC00172

  • [FCA CF] Manager of certification employee (25 Sep 2020 to 18 Jan 2021)
• Steven David Blackbourn

  IRN SDB01088

  • CF17 Significant Mgt (Other Business Operations) (25 Jul 2007 to 31 Oct 2007)
• Steven David Levin

  IRN SDL01063

  • SMF1 Chief Executive (since 10 Dec 2018)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
  • CF3 Chief Executive (29 Oct 2015 to 6 Mar 2016)
  • CF1 Director (17 Dec 2013 to 7 Mar 2017)
• Steven Isidore Moise Braudo

  IRN SIB01015

  • SIMF7 Group Entity Senior Insurance Manager Function (18 Aug 2016 to 5 Oct 2018)
• Stuart Clark

  IRN SXC01531

  • [FCA CF] Manager of certification employee (since 17 Jul 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 1 Jul 2019)
  • CF30 Customer (24 Feb 2014 to 9 Dec 2018)
• Stuart James Geard

  IRN SJG01233

  • [FCA CF] Significant management (since 19 Apr 2024)
  • [FCA CF] Material risk taker (since 19 Apr 2024)
• Stuart Peter Yates

  IRN SXY37239

  • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 1 Jan 2021)
• Susan Patricia Kean

  IRN SPK01056

  • SIMF7 Group Entity Senior Insurance Manager Function (19 Dec 2016 to 25 Jun 2018)
  • CF28 Systems and controls (1 Jul 2010 to 6 Mar 2016)
• Tazim Essani

  IRN TXE81993

  • Director of firm who is not a certification employee or a SMF manager (1 Sep 2023 to 23 May 2024)
• Terri Louise Alice Kekewich

  IRN TXK47197

  • [FCA CF] Manager of certification employee (20 Aug 2019 to 31 Dec 2019)

No changes recorded yet.