Quilter Life & Pensions Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +4408081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mark Oscar Satchel

  IRN MOS01018

  • SMF2 Chief Finance (since 14 Sep 2023)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 13 Sep 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (12 Aug 2010 to 6 Mar 2016)
• Mark Pritchard Williams

  IRN MPW01058

  • CF28 Systems and controls (1 Nov 2007 to 31 May 2008)
  • CF20 Significant Mgt (Settlements) (15 Jan 2004 to 1 Sep 2005)
  • CF15 Internal Audit (6 Mar 2003 to 26 Jul 2006)
  • CF11 Money Laundering Reporting (6 Mar 2003 to 6 Sep 2004)
  • CF10 Compliance Oversight (6 Mar 2003 to 6 Sep 2004)
  • CF14 Risk Assessment (6 Mar 2003 to 2 Mar 2007)
  • CF1 Director (20 May 2002 to 31 May 2008)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Mark William Hibbitt

  IRN MXH34949

  • [FCA CF] Manager of certification employee (1 Jul 2019 to 15 May 2020)
• Martin O'Malley

  IRN MXO01534

  • SIMF7 Group Entity Senior Insurance Manager Function (19 Dec 2016 to 25 Jun 2018)
  • CF28 Systems and controls (2 Feb 2015 to 6 Mar 2016)
• Martin Vincent Fry

  IRN MXF00006

  • [FCA CF] Functions requiring qualifications (14 Aug 2020 to 14 Apr 2022)
• Mary Roberts

  IRN MXR34950

  • [FCA CF] Manager of certification employee (1 Jul 2019 to 14 Oct 2020)
• Matthew Charles Burton

  IRN MCB01171

  • SMF7 Group Entity Senior Manager (5 Aug 2019 to 11 Jul 2022)
  • SMF5 Head of Internal Audit (10 Dec 2018 to 5 Aug 2019)
  • SIMF5 Head of Internal Audit Function (4 Jul 2016 to 9 Dec 2018)
• Matthew Hodey

  IRN MXH03255

  • [FCA CF] Significant management (13 Mar 2025 to 31 Dec 2025)
  • [FCA CF] Material risk taker (13 Mar 2025 to 31 Dec 2025)
• Matthew Paul Whitmarsh

  IRN MPW01129

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (9 Feb 2017 to 9 Dec 2018)
• Maxine Hulme

  IRN MXH01037

  • [FCA CF] Significant management (since 28 Feb 2025)
  • [FCA CF] Material risk taker (since 28 Feb 2025)
  • [FCA CF] Manager of certification employee (since 28 Feb 2025)

No changes recorded yet.