QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Greg Probert

    IRN GIP01009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Sep 2020)
    • CF30 Customer (13 Sep 2013 to 23 Oct 2020)
  • Greg Robert Inglis

    IRN GXI00047

    • Appointed representative dealing with clients for which they require qualification (14 Jan 2025 to 16 Jan 2026)
    • CF30 Customer (3 Jan 2025 to 16 Jan 2026)
  • Gregg Anthony Lewis

    IRN GXL90706

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • Gregor Matthew Goodwin

    IRN GMG01042

    • CF30 Customer (7 Aug 2013 to 31 Jan 2014)
  • Gregor Ninian Stewart

    IRN GNS01032

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Jun 2020)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Jun 2020)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jun 2020)
    • CF2 Non Executive Director (7 Oct 2015 to 8 Dec 2019)
  • Gregory Alan Howard

    IRN GXH06912

    • CF30 Customer (9 Oct 2018 to 11 Mar 2021)
  • Gregory Hannah

    IRN GXH00078

    • CF30 Customer (18 May 2021 to 25 Jan 2022)
  • Gregory Ian Whitfield

    IRN GIW00013

    • CF30 Customer (7 Jul 2010 to 23 Dec 2010)
  • Gregory John Cooke

    IRN GXC01949

    • CF30 Customer (29 Apr 2015 to 12 Sep 2016)
    • CF1 Director (AR) (20 Apr 2015 to 12 Sep 2016)
  • Gregory Mark Robinson

    IRN GMR01098

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Dec 2024)
    • CF30 Customer (since 22 Nov 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.