QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Joanne Barnes

    IRN EXB00479

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2025)
  • Emily Louise Boreham

    IRN EXB00070

    • Appointed representative dealing with clients for which they require qualification (13 Jan 2021 to 12 Jul 2021)
    • CF30 Customer (7 Jan 2021 to 12 Jul 2021)
  • Emily Ludgate

    IRN EXL00157

    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
    • [FCA CF] Client dealing (22 Nov 2022 to 9 Jan 2024)
    • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 9 Jan 2024)
  • Emily Matthew

    IRN EXM00068

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2024 to 29 Oct 2025)
    • CF30 Customer (14 Oct 2024 to 29 Oct 2025)
  • Emily Walker

    IRN EXW00174

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (1 Jun 2022 to 7 Mar 2023)
  • Emma Bryan

    IRN EXB26960

    • CF1 Director (AR) (13 Jan 2020 to 2 Jun 2023)
  • Emma Claire Trowbridge

    IRN ECI01003

    • CF30 Customer (21 Jul 2015 to 2 Jun 2019)
  • Emma Craig

    IRN ELC01048

    • CF30 Customer (25 Nov 2016 to 5 May 2019)
    • CF1 Director (AR) (25 Nov 2016 to 5 May 2019)
  • Emma Dady

    IRN EXD00095

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 21 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 24 May 2021)
  • Emma Gardiner

    IRN EXG00023

    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.