Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Robins

    IRN GXR00037

    • CF21 Investment Adviser (3 Sep 2004 to 21 Feb 2005)
    • CF22 Investment Adviser (Trainee) (7 May 2004 to 3 Sep 2004)
  • Geoffrey Roland Slater

    IRN GRS00016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Geoffrey Scotland

    IRN GDS00022

    • CF21 Investment Adviser (3 Sep 2003 to 14 May 2004)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 3 Sep 2003)
  • Geoffrey Scott Fieldhouse

    IRN GSF00006

    • CF30 Customer (20 Apr 2010 to 9 May 2011)
  • Geoffrey Thompson

    IRN GXT00024

    • CF21 Investment Adviser (25 Sep 2003 to 30 Aug 2004)
    • CF22 Investment Adviser (Trainee) (2 May 2003 to 25 Sep 2003)
  • Geoffrey Walton

    IRN GXW00094

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2004 to 23 Feb 2005)
  • Geoffrey Willis

    IRN GXW00134

    • CF21 Investment Adviser (3 Sep 2004 to 9 May 2005)
    • CF22 Investment Adviser (Trainee) (30 Mar 2004 to 3 Sep 2004)
  • Geoffrey Winborne

    IRN GLW00003

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2022)
    • CF30 Customer (11 Oct 2011 to 8 Dec 2019)
  • Georffrey Stuart Robinson

    IRN GSR01008

    • CF21 Investment Adviser (26 Jul 2004 to 3 Nov 2004)
    • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 26 Jul 2004)
  • George Andrew Clarke

    IRN GAC01109

    • CF30 Customer (10 Dec 2009 to 31 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.