Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Anne Clift

    IRN CAC00009

    • CF21 Investment Adviser (7 Jan 2004 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 7 Jan 2004)
  • Carol Anne Hawkes

    IRN CAH00003

    • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 May 2003 to 2 Mar 2004)
  • Carole Lesley Hough

    IRN CLH00009

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Sep 2004 to 10 Dec 2004)
  • Caroline Anderson

    IRN CXC00023

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jan 2005 to 18 Mar 2005)
  • Caroline Jane Mary Bradley Scott

    IRN CJS00056

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 6 Jan 2006)
  • Carolyn Sampson

    IRN CXS00159

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 17 Oct 2005)
  • Carolyn Sarah Corr

    IRN CSL00007

    • CF30 Customer (28 Dec 2007 to 6 Oct 2010)
  • Cathal McAnenly

    IRN CJM00082

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 May 2003 to 7 Nov 2003)
  • Catherine Lucy Turner

    IRN CLT01048

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 15 May 2020)
    • CF2 Non Executive Director (31 Dec 2016 to 8 Dec 2019)
  • Catherine Mary Nice

    IRN CMN00014

    • CF30 Customer (24 Jun 2009 to 14 Nov 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.