Caroline Jane Mary Bradley Scott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Objective Wealth Ltd (no longer approved here)

    FRN 827991

    • [FCA CF] Functions requiring qualifications (18 Aug 2025 to 31 Jan 2026)
    • [FCA CF] Client dealing (18 Aug 2025 to 31 Jan 2026)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Client dealing (2 Oct 2023 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 30 Jun 2025)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (2 Mar 2012 to 2 Jul 2012)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (15 Jun 2011 to 5 Dec 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Nov 2010 to 15 Feb 2012)
  • Caroline Scott (no longer approved here)

    FRN 535729

    • Employed By (16 Nov 2010 to 15 Feb 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 20 Dec 2010)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 6 Jan 2006)
  • Chelsea Investments Limited (no longer approved here)

    FRN 195774

    • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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