Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Lewis James

  IRN AJJ00005

  • CF30 Customer (1 Nov 2007 to 21 Apr 2010)
  • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 3 Jul 2007)
• Alan John Stone

  IRN AJS00022

  • CF30 Customer (13 Jan 2012 to 17 Nov 2017)
• Alan Laurence Hudson

  IRN ALH00012

  • CF30 Customer (1 Nov 2007 to 5 Jun 2008)
  • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 2 Dec 2003)
• Alan Parks

  IRN AXP00111

  • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
  • CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 3 Feb 2006)
• Alan Paul Fosberry

  IRN APF01036

  • CF30 Customer (3 Jun 2013 to 10 Jun 2014)
• Alan Peter Fleeting

  IRN APF00002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 12 May 2004)
• Alan Philip Peers

  IRN APP00003

  • CF21 Investment Adviser (5 Dec 2001 to 3 Jun 2005)
• Alan Robert Turner

  IRN ART00017

  • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
  • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 22 May 2007)
• Alan Shackley Waters

  IRN ASW00018

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Jun 2005 to 9 Jan 2006)
• Alan Sharp

  IRN AXS00160

  • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
  • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 12 Jan 2005)

• Insight Financial Services (no longer appointed)

  FRN 195664 · Appointed 26 Apr 2001 · Until 9 Jun 2003

• Square One Solutions Ltd (no longer appointed)

  FRN 195705 · Appointed 10 Apr 2001 · Until 28 Feb 2002

• Midlands Insurance Services (no longer appointed)

  FRN 195502 · Appointed 30 Mar 2001 · Until 28 Feb 2002

• Thomas Harvey IFA (no longer appointed)

  FRN 194917 · Appointed 5 Feb 2001 · Until 19 Feb 2002

• Miller Nairn Goldberg (no longer appointed)

  FRN 194290 · Appointed 4 Dec 2000 · Until 28 Feb 2002

• Momentous Edge (no longer appointed)

  FRN 194289 · Appointed 1 Dec 2000 · Until 28 Feb 2002

• Peak Mortgage & Investment Services (no longer appointed)

  FRN 159755 · Appointed 22 Oct 2000 · Until 28 Feb 2002

• Exley Oldroyd Financial Partnership (no longer appointed)

  FRN 193124 · Appointed 29 Sep 2000 · Until 28 Feb 2002

• Alexander Knight (no longer appointed)

  FRN 193041 · Appointed 14 Sep 2000 · Until 28 Feb 2002

• Westlea Independent Financial Advisors (no longer appointed)

  FRN 193040 · Appointed 12 Sep 2000 · Until 8 Feb 2002

No changes recorded yet.