Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Gilbert

  IRN AXG00009

  • CF30 Customer (21 Sep 2010 to 31 Dec 2012)
• Andrew Grant Garner

  IRN AXG00083

  • CF21 Investment Adviser (25 Feb 2003 to 31 Dec 2006)
  • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 25 Feb 2003)
• Andrew Griffiths Lunn

  IRN AXL00093

  • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
  • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
• Andrew Ian Redhead

  IRN AXR00101

  • CF30 Customer (1 Nov 2007 to 22 May 2009)
  • CF21 Investment Adviser (10 Sep 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Sep 2003)
• Andrew James

  IRN AXJ00045

  • CF21 Investment Adviser (10 Oct 2006 to 3 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 10 Oct 2006)
• Andrew James Cuthbertson

  IRN AJC00112

  • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
  • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 4 Apr 2005)
• Andrew James Hargreaves

  IRN AJH01374

  • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 15 Dec 2005)
• Andrew James Tohill

  IRN AXT00086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 Oct 2005 to 22 Dec 2005)
• Andrew James Tucker

  IRN AJT00017

  • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
  • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Aug 2003 to 1 Dec 2003)
• Andrew John Davey

  IRN AXD00057

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 16 Feb 2005)

• Insight Financial Services (no longer appointed)

  FRN 195664 · Appointed 26 Apr 2001 · Until 9 Jun 2003

• Square One Solutions Ltd (no longer appointed)

  FRN 195705 · Appointed 10 Apr 2001 · Until 28 Feb 2002

• Midlands Insurance Services (no longer appointed)

  FRN 195502 · Appointed 30 Mar 2001 · Until 28 Feb 2002

• Thomas Harvey IFA (no longer appointed)

  FRN 194917 · Appointed 5 Feb 2001 · Until 19 Feb 2002

• Miller Nairn Goldberg (no longer appointed)

  FRN 194290 · Appointed 4 Dec 2000 · Until 28 Feb 2002

• Momentous Edge (no longer appointed)

  FRN 194289 · Appointed 1 Dec 2000 · Until 28 Feb 2002

• Peak Mortgage & Investment Services (no longer appointed)

  FRN 159755 · Appointed 22 Oct 2000 · Until 28 Feb 2002

• Exley Oldroyd Financial Partnership (no longer appointed)

  FRN 193124 · Appointed 29 Sep 2000 · Until 28 Feb 2002

• Alexander Knight (no longer appointed)

  FRN 193041 · Appointed 14 Sep 2000 · Until 28 Feb 2002

• Westlea Independent Financial Advisors (no longer appointed)

  FRN 193040 · Appointed 12 Sep 2000 · Until 8 Feb 2002

No changes recorded yet.