Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conall Peter Canavan

  IRN CPC00020

  • CF30 Customer (1 Nov 2007 to 11 Apr 2014)
  • CF21 Investment Adviser (7 Apr 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Oct 2002 to 7 Apr 2003)
• Conor Rollins

  IRN CXR01215

  • CF30 Customer (1 Nov 2007 to 21 Feb 2013)
  • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 27 Sep 2007)
• Coral Sophia Bowden

  IRN CSB00010

  • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
  • CF21 Investment Adviser (24 Oct 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Aug 2002 to 24 Oct 2002)
• Cormac Joseph Arkinson

  IRN CXA01602

  • CF30 Customer (19 Apr 2016 to 6 Apr 2018)
• Craig Dickinson

  IRN CXD00044

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 30 Mar 2004)
• Craig Stuart Rawlings

  IRN GSR00003

  • CF22 Investment Adviser (Trainee) (25 Apr 2002 to 20 Apr 2004)
• Craig William Lancett

  IRN CWL00007

  • CF30 Customer (1 Nov 2007 to 5 Jul 2011)
  • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 10 Oct 2005)
• Curtis Alan Plunkett

  IRN CXP00010

  • CF30 Customer (1 Nov 2007 to 23 May 2011)
  • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Sep 2004 to 7 Mar 2005)
• Dale Adam Thomas

  IRN DAT00029

  • CF1 Director (AR) (1 Jul 2015 to 9 Jan 2018)
  • CF30 Customer (26 Jan 2010 to 14 Apr 2019)
• Dale Anthony Chantler

  IRN DXC00172

  • CF30 Customer (27 Jan 2009 to 24 Apr 2012)

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 10 Jul 2014 · Until 27 Nov 2020

• Matthew Biggs (no longer appointed)

  FRN 616663 · Appointed 6 Mar 2014 · Until 26 Nov 2020

• Insight Financial Advice Ltd (no longer appointed)

  FRN 607229 · Appointed 11 Sep 2013 · Until 22 Apr 2016

• Furnley House Wealth Management Ltd (no longer appointed)

  FRN 595628 · Appointed 7 Feb 2013 · Until 5 Dec 2014

• Polestar (no longer appointed)

  FRN 594013 · Appointed 10 Jan 2013 · Until 30 Aug 2024

• Southernhay Financial Planning Ltd (no longer appointed)

  FRN 590393 · Appointed 30 Oct 2012 · Until 13 Jan 2016

• Oak Wealth Planning Ltd (no longer appointed)

  FRN 577458 · Appointed 16 Mar 2012 · Until 31 Dec 2017

• Redbourne Wealth Management Ltd (no longer appointed)

  FRN 564064 · Appointed 7 Sep 2011 · Until 16 Apr 2012

• Howarth Financial Services (no longer appointed)

  FRN 196139 · Appointed 10 Jul 2001 · Until 28 Feb 2002

• Cadman Dineen (no longer appointed)

  FRN 195891 · Appointed 14 Jun 2001 · Until 28 Feb 2002

No changes recorded yet.