Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Malcolm Ritchie

    IRN DMR00003

    • CF21 Investment Adviser (21 Mar 2005 to 22 Jul 2006)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 21 Mar 2005)
  • David Mark Eastwood

    IRN DME00010

    • CF30 Customer (15 Apr 2010 to 28 Dec 2010)
  • David Mark Williams

    IRN DMW00042

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2025)
    • CF1 Director (AR) (26 Apr 2019 to 3 Feb 2025)
    • CF30 Customer (1 Nov 2007 to 3 Feb 2025)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2002)
  • David Marshall

    IRN DXM00106

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jan 2003)
  • David Marshall Withers

    IRN DMW00036

    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Martin Diggs

    IRN DMD00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jul 2006 to 15 Dec 2006)
  • David Martin McClymont

    IRN DMM00032

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jun 2021)
    • CF30 Customer (24 Sep 2010 to 8 Dec 2019)
  • David Martin Usher

    IRN DMU00001

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Mar 2006 to 1 Sep 2006)
  • David Matthew Thomas

    IRN DMT00008

    • CF30 Customer (1 Jul 2011 to 23 Aug 2013)
  • David Michael Chisnall

    IRN DMC01142

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Feb 2025)
    • CF30 Customer (7 Feb 2019 to 21 Feb 2025)
    • CF4 Partner (AR) (7 Feb 2019 to 21 Feb 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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