David Malcolm Ritchie

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 5 Mar 2009)
- CF1 Director (AR) (15 Jun 2007 to 5 Mar 2009)
- CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 May 2006 to 27 Oct 2006)
David Ritchie Financial Services Ltd (no longer approved here)
FRN 451886
- Employed By (19 Feb 2007 to 5 Mar 2009)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (21 Mar 2005 to 22 Jul 2006)
- CF22 Investment Adviser (Trainee) (22 Nov 2004 to 21 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.