Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Woan

    IRN DXW00153

    • CF30 Customer (1 Nov 2007 to 12 May 2019)
    • CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2003 to 29 Sep 2004)
  • Dawn Guyot

    IRN DXF01181

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF22 Investment Adviser (Trainee) (8 Oct 2007 to 31 Oct 2007)
  • Dawn Michelle Batchelor

    IRN DMB00065

    • CF11 Money Laundering Reporting (16 Aug 2010 to 15 Sep 2010)
    • CF10 Compliance Oversight (16 Aug 2010 to 15 Sep 2010)
  • Dawn Petfield

    IRN DXP00060

    • CF30 Customer (5 Aug 2009 to 21 Dec 2011)
  • Dean Aaron Robertson

    IRN DAR00022

    • CF30 Customer (1 Nov 2007 to 17 Jan 2013)
    • CF21 Investment Adviser (30 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Mar 2007)
  • Dean Aldis

    IRN DJA00008

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Jan 2023)
  • Dean Anthony Parr

    IRN DAP01169

    • CF30 Customer (13 Aug 2013 to 11 Jun 2014)
  • Dean Christopher Picton

    IRN DCP00012

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 3 Apr 2007)
  • Dean Moore

    IRN DXM00064

    • CF30 Customer (1 Nov 2007 to 9 Jan 2018)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 31 Oct 2007)
  • Dean Peter Cunningham

    IRN DPC00007

    • CF30 Customer (3 Jan 2013 to 23 Mar 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.