Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Lewis James

    IRN AJJ00005

    • CF30 Customer (1 Nov 2007 to 21 Apr 2010)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 3 Jul 2007)
  • Alan John Stone

    IRN AJS00022

    • CF30 Customer (13 Jan 2012 to 17 Nov 2017)
  • Alan Laurence Hudson

    IRN ALH00012

    • CF30 Customer (1 Nov 2007 to 5 Jun 2008)
    • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 2 Dec 2003)
  • Alan Parks

    IRN AXP00111

    • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
    • CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 3 Feb 2006)
  • Alan Paul Fosberry

    IRN APF01036

    • CF30 Customer (3 Jun 2013 to 10 Jun 2014)
  • Alan Peter Fleeting

    IRN APF00002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 12 May 2004)
  • Alan Philip Peers

    IRN APP00003

    • CF21 Investment Adviser (5 Dec 2001 to 3 Jun 2005)
  • Alan Robert Turner

    IRN ART00017

    • CF30 Customer (1 Nov 2007 to 12 Oct 2012)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 22 May 2007)
  • Alan Shackley Waters

    IRN ASW00018

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jun 2005 to 9 Jan 2006)
  • Alan Sharp

    IRN AXS00160

    • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 12 Jan 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.