Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Shanahan

    IRN AJS00025

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2006 to 11 Oct 2006)
  • Anthony Joseph Smyth

    IRN AJS00100

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Aug 2005 to 8 Dec 2005)
  • Anthony Joseph Wickham

    IRN AJW00048

    • CF30 Customer (1 Nov 2007 to 28 Aug 2008)
    • CF21 Investment Adviser (25 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 25 Jul 2003)
  • Anthony Little

    IRN TXL00028

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2025)
    • CF1 Director (AR) (10 Nov 2015 to 27 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2025)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2004 to 4 Apr 2005)
  • Anthony Martin Pomphrett

    IRN AMP00029

    • CF30 Customer (1 Nov 2007 to 5 Apr 2012)
    • CF21 Investment Adviser (23 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2002 to 23 Jul 2003)
  • Anthony Martin Wills

    IRN AMW00011

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 28 Feb 2005)
  • Anthony Millward

    IRN AXM01749

    • CF30 Customer (26 Feb 2009 to 8 Dec 2019)
  • Anthony Peter Walker

    IRN APW00029

    • CF30 Customer (1 Nov 2007 to 16 Aug 2013)
    • CF22 Investment Adviser (Trainee) (16 May 2007 to 31 Oct 2007)
  • Anthony Raymond Corkett

    IRN ARC00016

    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF21 Investment Adviser (10 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Aug 2004 to 10 Nov 2004)
  • Anthony Reginald Treble

    IRN ART00024

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF22 Investment Adviser (Trainee) (10 Oct 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.