Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anil Vallabhbhai Mistry

    IRN AVM01014

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jun 2005 to 4 Nov 2005)
  • Anjani Indira Narayan-Dookie

    IRN AIN00001

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Oct 2021)
  • Ann Bainbridge

    IRN AXB00083

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • Anne Elizabeth Hester

    IRN AEH00015

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2002 to 19 Feb 2003)
  • Anne Elizabeth O'Loughlin

    IRN AEO00001

    • CF30 Customer (1 Nov 2007 to 11 Jun 2014)
    • CF21 Investment Adviser (29 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Mar 2004 to 29 Jun 2004)
  • Anne Mary Pugh

    IRN AMP00055

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2005 to 24 May 2005)
  • Annette Jacqueline Hunter

    IRN AJH00031

    • CF21 Investment Adviser (7 Feb 2005 to 1 Mar 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2004 to 7 Feb 2005)
  • Annette Kelly

    IRN AXD00022

    • CF30 Customer (1 Oct 2009 to 4 Jul 2012)
  • Annika Kerton

    IRN AXK00145

    • Appointed representative dealing with clients for which they require qualification (29 Jun 2021 to 5 Apr 2023)
  • Anoop Singh Wallia

    IRN ASW00013

    • CF30 Customer (1 Nov 2007 to 16 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.