Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Philip James Financial Services Ltd.
FRN 531018
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Sep 2021)
- [FCA CF] Client dealing (since 1 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (1 Aug 2021 to 16 Sep 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Aug 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (19 Feb 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Aug 2002 to 19 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.