Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donald Ewan MacInnes

    IRN DEM00002

    • CF30 Customer (1 Nov 2007 to 26 Dec 2010)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 17 May 2005)
  • Donald Gilchrist Craven

    IRN DGC00020

    • CF30 Customer (1 Nov 2007 to 19 Sep 2019)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
  • Donald John McKay

    IRN DXM00181

    • CF21 Investment Adviser (18 Jun 2002 to 26 Jul 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jul 2006)
  • Donald Kirkwood Thomson

    IRN DKT00001

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 7 Feb 2005)
  • Donald McGhie Linton

    IRN DML00001

    • CF30 Customer (11 Feb 2008 to 31 Dec 2009)
  • Donald Scott Muir

    IRN DSM00001

    • CF30 Customer (1 Nov 2007 to 5 Sep 2012)
    • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 1 Sep 2005)
  • Donald Swan

    IRN DXS00025

    • CF21 Investment Adviser (10 Sep 2004 to 9 May 2005)
    • CF22 Investment Adviser (Trainee) (11 Mar 2004 to 10 Sep 2004)
  • Dorian Byng Cobb

    IRN DBC00007

    • CF30 Customer (1 Nov 2007 to 21 Jun 2011)
    • CF21 Investment Adviser (16 Jan 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2002 to 16 Jan 2003)
  • Dorothy Marion Johnson

    IRN DXH00123

    • CF30 Customer (1 Nov 2007 to 6 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Dorothy Mary Nairn Miller

    IRN DMM00063

    • CF30 Customer (1 Nov 2007 to 12 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.