Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Denis Norman Urch

    IRN DNU00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jul 2003 to 28 Oct 2003)
  • Denis Webber Compton

    IRN DWC00030

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2003 to 9 Mar 2004)
  • Dennis Bing Nam Tam

    IRN DBT00004

    • CF30 Customer (1 Nov 2007 to 23 Feb 2017)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jun 2004 to 19 May 2005)
  • Dennis Doherty

    IRN DND00001

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2005 to 17 Oct 2005)
  • Dennis Ian Cole

    IRN DIC00003

    • CF30 Customer (1 Nov 2007 to 24 Jun 2011)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 31 Oct 2007)
  • Derek Alan Walton

    IRN DAW00053

    • CF21 Investment Adviser (7 Jan 2004 to 15 Dec 2004)
    • CF22 Investment Adviser (Trainee) (11 Apr 2003 to 7 Jan 2004)
  • Derek Alfred Dawson

    IRN DAD00009

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
  • Derek Andrew Watson

    IRN DAW00051

    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 6 Feb 2007)
  • Derek Anthony Curtis

    IRN DAC00027

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Dec 2004 to 7 Jun 2005)
  • Derek Brian Perkins

    IRN DBP00008

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 5 Dec 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.