Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 5 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (9 Feb 2005 to 26 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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