Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akber Giga

    IRN AXG00087

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 13 Dec 2005)
  • Alak Meikle McGillveray

    IRN AMM00043

    • CF21 Investment Adviser (27 May 2002 to 10 Jun 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Alan Alderson

    IRN AXA00063

    • CF30 Customer (1 Nov 2007 to 29 Jun 2009)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 16 Jul 2007)
  • Alan Allsopp

    IRN AXA00045

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 1 May 2003)
  • Alan Barlow

    IRN AXB00603

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 17 Jul 2023)
  • Alan Buchanan

    IRN APB00020

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2021)
    • CF4 Partner (AR) (12 Oct 2015 to 15 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 15 Sep 2021)
    • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2005 to 10 Nov 2005)
  • Alan Carlin

    IRN AXC00137

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 31 Oct 2007)
  • Alan Clive Bourne

    IRN ACB00050

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
  • Alan David Clark

    IRN ADC00034

    • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Elwyn George

    IRN AEG00007

    • CF22 Investment Adviser (Trainee) (26 Aug 2004 to 31 May 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.