Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Gilbert

    IRN AXG00009

    • CF30 Customer (21 Sep 2010 to 31 Dec 2012)
  • Andrew Grant Garner

    IRN AXG00083

    • CF21 Investment Adviser (25 Feb 2003 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (14 Aug 2002 to 25 Feb 2003)
  • Andrew Griffiths Lunn

    IRN AXL00093

    • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
    • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
  • Andrew Ian Redhead

    IRN AXR00101

    • CF30 Customer (1 Nov 2007 to 22 May 2009)
    • CF21 Investment Adviser (10 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Sep 2003)
  • Andrew James

    IRN AXJ00045

    • CF21 Investment Adviser (10 Oct 2006 to 3 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 10 Oct 2006)
  • Andrew James Cuthbertson

    IRN AJC00112

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jan 2005 to 4 Apr 2005)
  • Andrew James Hargreaves

    IRN AJH01374

    • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 15 Dec 2005)
  • Andrew James Tohill

    IRN AXT00086

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2005 to 22 Dec 2005)
  • Andrew James Tucker

    IRN AJT00017

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Aug 2003 to 1 Dec 2003)
  • Andrew John Davey

    IRN AXD00057

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Oct 2004 to 16 Feb 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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