Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathleen Rebecca Sanders

    IRN KRS00008

    • CF21 Investment Adviser (4 Nov 2002 to 31 Jul 2003)
    • CF22 Investment Adviser (Trainee) (24 May 2002 to 4 Nov 2002)
  • Kathryn Bamkin

    IRN KXB00105

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kathryn Fleming

    IRN KXF00037

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2023)
  • Kathryn Sara McMillan

    IRN KSM00003

    • CF30 Customer (19 Apr 2011 to 10 Sep 2013)
    • CF21 Investment Adviser (14 Aug 2006 to 6 Nov 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2006 to 14 Aug 2006)
  • Kathy Fortescue

    IRN KXF00030

    • CF30 Customer (1 Nov 2007 to 28 May 2008)
    • CF21 Investment Adviser (3 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 3 Oct 2003)
  • Katrina Martin

    IRN KXM00120

    • [FCA CF] Significant management (1 Sep 2020 to 31 May 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 May 2021)
  • Keeley Bamford

    IRN KXB18357

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
    • CF1 Director (AR) (8 Aug 2019 to 31 Oct 2023)
  • Keith Alan Joseph Aston

    IRN KAA00005

    • CF30 Customer (1 Nov 2007 to 26 Jul 2012)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2007 to 28 Mar 2007)
  • Keith Andrew Farrow

    IRN KAF00009

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (18 May 2009 to 8 Dec 2019)
  • Keith Brian Lines

    IRN KBL01011

    • CF30 Customer (1 Nov 2007 to 29 Sep 2008)
    • CF21 Investment Adviser (20 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.