Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Francis Kidd

    IRN DFK00003

    • CF30 Customer (1 Nov 2007 to 29 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Frank Pantry

    IRN DFP00006

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 21 Feb 2006)
  • David George Dixson

    IRN DGD01040

    • CF30 Customer (24 Dec 2009 to 28 Dec 2011)
  • David George Harrison

    IRN DGH00020

    • CF2 Non Executive Director (23 Oct 2007 to 4 Dec 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 13 Sep 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Apr 2006)
    • CF3 Chief Executive (1 Dec 2001 to 7 Apr 2006)
    • CF1 Director (1 Dec 2001 to 13 Sep 2007)
  • David Graham Pratt

    IRN DGP01087

    • CF30 Customer (11 Jun 2010 to 5 Sep 2012)
  • David Griffith Rogers

    IRN DGR00001

    • CF21 Investment Adviser (22 Dec 2004 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 22 Dec 2004)
  • David Hamilton Irvine

    IRN DHI00002

    • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
    • CF21 Investment Adviser (16 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2005 to 16 Aug 2005)
  • David Harvey Bloom

    IRN DXB00061

    • CF22 Investment Adviser (Trainee)
  • David Hastings

    IRN DMH00005

    • CF30 Customer (1 Nov 2007 to 4 Apr 2012)
    • CF21 Investment Adviser (8 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jun 2005 to 8 Nov 2005)
  • David Howard Bettley

    IRN DHB00001

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (22 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 22 Dec 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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