Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Bunting

  IRN GXB00625

  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 10 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Jan 2025)
• Gary Calvard

  IRN GXC00165

  • CF30 Customer (1 Nov 2007 to 2 Jul 2016)
  • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Nov 2005 to 15 Dec 2005)
• Gary Desmond McWilliam

  IRN GDM01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 30 May 2007)
• Gary Douglas Ellard

  IRN GXE00039

  • CF30 Customer (1 Nov 2007 to 30 May 2008)
  • CF21 Investment Adviser (2 Jul 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Jan 2003 to 2 Jul 2003)
• Gary Finn

  IRN GXF00028

  • CF30 Customer (1 Nov 2007 to 21 Oct 2011)
  • CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 May 2007 to 21 May 2007)
• Gary Francis Phillips

  IRN GFP00005

  • CF30 Customer (1 Nov 2007 to 14 Mar 2011)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 9 Oct 2006)
• Gary George Joseph Decker

  IRN GGD00005

  • CF30 Customer (1 Nov 2007 to 6 Mar 2013)
  • CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2002)
• Gary Gridley

  IRN GMG00006

  • CF30 Customer (18 Jun 2009 to 25 Nov 2010)
• Gary James McMorran

  IRN GJM01128

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Feb 2021)
  • CF30 Customer (21 May 2010 to 8 Dec 2019)
• Gary James Morris

  IRN GJM00034

  • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Carter Dinneen Financial Services (no longer appointed)

  FRN 200453 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Alan Price and Associates (no longer appointed)

  FRN 179557 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Douglas and Rolls Partnership (no longer appointed)

  FRN 192706 · Appointed 21 Jul 2000 · Until 28 Feb 2002

• David Charles Financial Services (no longer appointed)

  FRN 193158 · Appointed 18 Jul 2000 · Until 28 Feb 2002

• Loring Walls Financial Services (no longer appointed)

  FRN 192526 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• Lifetime Financial Management Associates (no longer appointed)

  FRN 193157 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• All Finanz Co Ltd (no longer appointed)

  FRN 192364 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Trevor Jolly Associates (no longer appointed)

  FRN 155779 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Wychwood Financial Services (no longer appointed)

  FRN 192363 · Appointed 11 Jul 2000 · Until 28 Feb 2002

• Advice Wizards (no longer appointed)

  FRN 192314 · Appointed 10 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.