Gary Gridley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (4 May 2016 to 1 Jul 2018)
    • CF30 Customer (31 Dec 2014 to 6 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (18 Jun 2009 to 25 Nov 2010)
  • FLAGSHIP FINANCIAL CONSULTANTS LIMITED (no longer approved here)

    FRN 221294

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (22 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.