Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arnaud Georges Delaune

  IRN AGD01028

  • CF30 Customer (5 Sep 2008 to 5 Nov 2009)
• Arthur David Mitchell

  IRN ADM00024

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Apr 2006 to 27 Jun 2006)
• Arthur Hunter

  IRN AXH00164

  • CF30 Customer (1 Nov 2007 to 9 May 2018)
  • CF21 Investment Adviser (2 Jun 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 2 Jun 2004)
• Arthur John White

  IRN AJW00019

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF22 Investment Adviser (Trainee) (3 Oct 2007 to 31 Oct 2007)
• Arthur Pritchard

  IRN AXP00047

  • CF30 Customer (1 Nov 2007 to 14 Jul 2010)
  • CF21 Investment Adviser (31 Jan 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Aug 2003 to 31 Jan 2005)
• Arthur William Rice

  IRN AWR00010

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 28 Apr 2006)
• Arun Kumar Ranchodbhai Patel

  IRN AKP00007

  • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
  • CF22 Investment Adviser (Trainee) (22 Oct 2007 to 31 Oct 2007)
• Ashley Whiting

  IRN AXW01640

  • CF30 Customer (16 Jan 2009 to 22 Sep 2010)
• Ashok Sood

  IRN AKS00004

  • CF30 Customer (1 Nov 2007 to 22 Nov 2011)
  • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 2 Feb 2007)
• Balbir Singh Lalli

  IRN BXL00028

  • CF30 Customer (1 Nov 2007 to 18 Apr 2012)
  • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Apr 2004 to 23 Jan 2007)

• Carter Dinneen Financial Services (no longer appointed)

  FRN 200453 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Alan Price and Associates (no longer appointed)

  FRN 179557 · Appointed 28 Jul 2000 · Until 28 Feb 2002

• Douglas and Rolls Partnership (no longer appointed)

  FRN 192706 · Appointed 21 Jul 2000 · Until 28 Feb 2002

• David Charles Financial Services (no longer appointed)

  FRN 193158 · Appointed 18 Jul 2000 · Until 28 Feb 2002

• Loring Walls Financial Services (no longer appointed)

  FRN 192526 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• Lifetime Financial Management Associates (no longer appointed)

  FRN 193157 · Appointed 17 Jul 2000 · Until 28 Feb 2002

• All Finanz Co Ltd (no longer appointed)

  FRN 192364 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Trevor Jolly Associates (no longer appointed)

  FRN 155779 · Appointed 12 Jul 2000 · Until 28 Feb 2002

• Wychwood Financial Services (no longer appointed)

  FRN 192363 · Appointed 11 Jul 2000 · Until 28 Feb 2002

• Advice Wizards (no longer appointed)

  FRN 192314 · Appointed 10 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.