Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akber Giga

  IRN AXG00087

  • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
  • CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 13 Dec 2005)
• Alak Meikle McGillveray

  IRN AMM00043

  • CF21 Investment Adviser (27 May 2002 to 10 Jun 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
• Alan Alderson

  IRN AXA00063

  • CF30 Customer (1 Nov 2007 to 29 Jun 2009)
  • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Jan 2007 to 16 Jul 2007)
• Alan Allsopp

  IRN AXA00045

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Dec 2002 to 1 May 2003)
• Alan Barlow

  IRN AXB00603

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 17 Jul 2023)
• Alan Buchanan

  IRN APB00020

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2021)
  • CF4 Partner (AR) (12 Oct 2015 to 15 Sep 2021)
  • CF30 Customer (1 Nov 2007 to 15 Sep 2021)
  • CF21 Investment Adviser (10 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 May 2005 to 10 Nov 2005)
• Alan Carlin

  IRN AXC00137

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 31 Oct 2007)
• Alan Clive Bourne

  IRN ACB00050

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 31 Dec 2020)
• Alan David Clark

  IRN ADC00034

  • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alan Elwyn George

  IRN AEG00007

  • CF22 Investment Adviser (Trainee) (26 Aug 2004 to 31 May 2006)

• A.B.M. Financial Management Ltd (no longer appointed)

  FRN 193039 · Appointed 11 Sep 2000 · Until 28 Feb 2002

• The Financial Planning Partnership (no longer appointed)

  FRN 200456 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• Priory Financial Services (no longer appointed)

  FRN 200455 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• South Cumbria Financial Services (no longer appointed)

  FRN 156527 · Appointed 14 Aug 2000 · Until 28 Feb 2002

• PMc Financial Services (no longer appointed)

  FRN 193162 · Appointed 11 Aug 2000 · Until 28 Feb 2002

• CP Financial Consultants (no longer appointed)

  FRN 192707 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Trinity Financial Services (no longer appointed)

  FRN 193159 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Devon & Cornwall Financial Services (no longer appointed)

  FRN 178899 · Appointed 8 Aug 2000 · Until 28 Feb 2002

• R&R Associates (no longer appointed)

  FRN 156120 · Appointed 7 Aug 2000 · Until 28 Feb 2002

• Avocet Financial Management (no longer appointed)

  FRN 200454 · Appointed 28 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.