Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Dawson

  IRN JXD00116

  • CF30 Customer (1 Nov 2007 to 15 Aug 2012)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Mar 2007 to 3 Oct 2007)
• John Dempsey

  IRN JXD00068

  • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
  • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
• John Dixon

  IRN JXD00202

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 31 Oct 2007)
• John Doyle Pitts

  IRN JDP00018

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF21 Investment Adviser (12 Dec 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Mar 2003 to 12 Dec 2003)
• John Edmund Tustian

  IRN JET00017

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jan 2006 to 12 Jun 2006)
• John Edward Cant

  IRN JEC00032

  • CF30 Customer (20 Aug 2008 to 31 Dec 2009)
• John Edward Shanklyn

  IRN JES00036

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Edward Stevens

  IRN JES00009

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Aug 2003)
• John Edwin Spence

  IRN JES00007

  • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
  • CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Sep 2004 to 8 Feb 2005)
• John Elliott Waddell

  IRN JEW00008

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 28 Aug 2003)

• A.B.M. Financial Management Ltd (no longer appointed)

  FRN 193039 · Appointed 11 Sep 2000 · Until 28 Feb 2002

• The Financial Planning Partnership (no longer appointed)

  FRN 200456 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• Priory Financial Services (no longer appointed)

  FRN 200455 · Appointed 5 Sep 2000 · Until 28 Feb 2002

• South Cumbria Financial Services (no longer appointed)

  FRN 156527 · Appointed 14 Aug 2000 · Until 28 Feb 2002

• PMc Financial Services (no longer appointed)

  FRN 193162 · Appointed 11 Aug 2000 · Until 28 Feb 2002

• CP Financial Consultants (no longer appointed)

  FRN 192707 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Trinity Financial Services (no longer appointed)

  FRN 193159 · Appointed 9 Aug 2000 · Until 28 Feb 2002

• Devon & Cornwall Financial Services (no longer appointed)

  FRN 178899 · Appointed 8 Aug 2000 · Until 28 Feb 2002

• R&R Associates (no longer appointed)

  FRN 156120 · Appointed 7 Aug 2000 · Until 28 Feb 2002

• Avocet Financial Management (no longer appointed)

  FRN 200454 · Appointed 28 Jul 2000 · Until 28 Feb 2002

No changes recorded yet.