Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MXT00072

• (2397)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (2399)CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
• (2398)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)

IRN MXF00086

• (5173)[FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)

IRN MXT00011

• (1334)CF30 Customer (1 Nov 2007 to 8 Aug 2011)
• (1336)CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
• (1335)CF22 Investment Adviser (Trainee) (20 Apr 2005 to 5 Jan 2007)

IRN MXL00085

• (5627)CF21 Investment Adviser (20 May 2002 to 31 Aug 2003)
• (5626)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)

IRN MRH00021

• (5756)CF30 Customer (1 Nov 2007 to 19 Dec 2011)
• (5757)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN MRL00016

• (968)CF21 Investment Adviser (20 May 2002 to 22 Nov 2004)
• (967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)

IRN MXG00049

• (1554)CF30 Customer (1 Nov 2007 to 30 Mar 2010)
• (1555)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN MXA00175

• (5177)[FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)

IRN MLR00001

• (672)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (674)4. Giving personal recommendations on retail investment products which are not broker funds
• (673)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (676)Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
• (675)CF30 Customer (since 14 Oct 2022)
• (5514)CF30 Customer (4 Apr 2013 to 17 Jul 2014)

IRN MXP00127

• (4647)CF30 Customer (1 Nov 2007 to 23 Aug 2012)
• (4649)CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
• (4648)CF22 Investment Adviser (Trainee) (3 May 2005 to 14 Sep 2005)