Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MAN00009

• (352)CF30 Customer (1 Nov 2007 to 12 Oct 2009)
• (353)CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)

IRN MAK00022

• (86)CF30 Customer (1 Nov 2007 to 9 Nov 2010)
• (87)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN MXP00113

• (4608)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (4610)CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
• (4609)CF22 Investment Adviser (Trainee) (23 Apr 2007 to 23 Oct 2007)

IRN MAP00050

• (449)CF30 Customer (9 Dec 2009 to 31 Dec 2012)

IRN MAW00058

• (2223)CF22 Investment Adviser (Trainee) (17 Jul 2003 to 16 Dec 2004)

IRN MBA01020

• (3817)[FCA CF] Manager of certification employee (1 Sep 2020 to 31 Mar 2022)

IRN MAJ00017

• (5996)CF30 Customer (1 Nov 2007 to 21 Dec 2010)
• (5998)CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
• (5997)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Oct 2007)

IRN MTB00002

• (25)7. Giving personal recommendations on long-term care insurance contracts
• (27)4. Giving personal recommendations on retail investment products which are not broker funds
• (26)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (28)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• (5003)CF30 Customer (28 Mar 2013 to 8 Dec 2019)

IRN MBO00003

• (5982)CF30 Customer (1 Nov 2007 to 25 Nov 2010)
• (5984)CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
• (5983)CF22 Investment Adviser (Trainee) (7 Nov 2006 to 5 Feb 2007)

IRN MBJ00003

• (5065)CF30 Customer (28 Aug 2012 to 31 Dec 2012)